职位描述:
职位要求:The role is acting as Head of function, mainly looking after Compliance & Anti Money Laundering, Legal and Risk Management.
Client Details
Our Client, a Wealth Management Company newly set up by an international banking group, is seeking for top talent to head up their Legal, Compliance and Risk Management function.
Description
Key respoibilities are:
*Promote and manage the culture and practice of compliance within regulatory requirements and ethical standards, including anti-money laundering area, to support the Company's strategy
*Design and implement compliance and anti-money laundering policies and procedures, and advise the Company management on compliance issues as required
*Establish and maintain positive relatiohips with the local Regulato
*Eure legal assistance on all legal matte, supporting day by day operatio with respect to various business initiatives; in particular, working with the business units to research, structure and implement product and services, as well as negotiating, drafting and reviewing product distribution agreements, service provider agreements and, in general, all agreements entered into by the Company
*Advise on liceing and regulatory issues associated with the Company
*Coordinate, supervise and direct external legal couels to obtain needed local expertise and/or to handle potential or actual litigation
*Submit reports on the legal function activities that may be required by the Company management, including due diligence and research as needed to support any new business initiatives and developments
*Provide advice to the Company Management and relevant stakeholde on all the risk categories faced by the Company, issuing periodical reports as requested
*Identify, mitigate, monitor and manage risk exposures (mainly compliance & AML, legal, regulatory, operational and reputational), controlling any change in laws and regulatio applicable to the Company
*Manage the reporting to the Parent Company, as well as to internal and external bodies
Profile
You will be a highly motivated and driven legal and risk professional with previous experience in a full function legal and risk role. Additionally, you will possess:
*Minimum 7 yea post qualified experience practicing law in China
*Focus on securities law, especially with respect to funds, financial services and/or investment management and private equity
*Exposure to wealth management legal issues and documentation
*Active licee to practice law in China
*Been a reference peon for a start-up, ideally in the Wealth Management market
*Bachelor's Degree in Law at recognized top ranking school
*Chinese mother tongue and fluent in written and spoken English
Job Offer
Our Client offe a rare opportunity for the successful candidate to build the Legal, Compliance and Risk Management function from scratch. Your commitment and passion, expressed in an international environment, will be rewarded with a competitive remuneration package.
To apply online please click the Apply button below. For a confidential discussion about this role please contact Lily Liu on +86 10 5969 6511
薪资:年薪及以上
职能类别:风险控制
工作年限: 8-9年
学历:本科