1、Provide regulatory advice to all companies of the Group; review new business initiatives from a regulatory, best practice and firm standard pepective; perform independent desk reviews and monitoring of commercial traactio and business activities;

2、Maintain, update and implement all relevant compliance manuals, policies and procedures to eure that they properly reflect applicable legal and regulatory requirements, best practices and firm standards, and issue new policies and procedures in light of regulatory or business developments;

3、Provide compliance training to business units and infrastructure support functio; and help manage contacts and relatiohips with regulato, euring that communicatio with regulato are open and cotructive;

4、Review any trade compliance aspect of a proposed traaction; verify the legality of such traactio and the accuracy of the information to be submitted; monitor any shipments for compliance purpose; and review any international trade-related document or other request for authorization.

5、Handle any other compliance matte as required for the operation of the company’s businesses.