CDD (Customer Due diligence) QUALITY IMPROVEMENT & ASSURANCE (“QIA”)

The overall objective of the CDD QIA Framework is to provide a robust end-to-end structure to eure CDD quality meets or exceeds regulatory requirements and expectatio on a timely, reliable and sustainable basis.

The role encompasses a number of tasks involving CDD analysis across multiple business lines and euring Anti-money laundering Regulatio, policies/procedures are maintained and adhere to.

In this role, you will:

?Perform monthly tests to validate compliance of CDD files agait the CIC CDD Standards and procedures.

?Report monthly CST test results in the Operational Risk Framework systems of the Bank

?Provide feedback on compliance record quality to front office & CET.

?Provide testing support during the software development life cycle involved in the production of Quality Improvement & Assurance (QIA) tools and checklists.

Qualificatio:

To be successful in the role, you should meet the following requirements:

?Good Undetanding of Customer Due Diligence and Anti-money laundering risk implicatio

?Thorough undetanding of legal structures of various client types: financial ititutio, corporate, quoted companies, private companies, funds, etc.

?Ability to interpret complex changes in regulatory guidelines and assess impact.

?Strong analytical skills and risk awareness in process of due diligence on clients

?Univeity graduate or above

?Good command of both written and spoken English and Chinese

?1+ yea working experience in an analytical position would be preferred